-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L8B8qvu7EmcBZzvz/qVkYxsL3A+XHHYZsCGdvWwt1pwKCh4IapQAeWTXzAcwjJml 6xxDkITDCuHQ5CZSzbovxg== 0000897069-04-001206.txt : 20040621 0000897069-04-001206.hdr.sgml : 20040621 20040618174630 ACCESSION NUMBER: 0000897069-04-001206 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040621 GROUP MEMBERS: ABN AMRO BANK N.V. GROUP MEMBERS: ABN AMRO HOLDING N.V. GROUP MEMBERS: ABN AMRO MEZZANINE MANAGEMENT II, INC. GROUP MEMBERS: ABN AMRO MEZZANINE MANAGEMENT II, L.P. GROUP MEMBERS: ABN AMRO NORTH AMERICA HOLDING COMPANY GROUP MEMBERS: LASALLE BANK CORPORATION SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE DENTAL CENTERS INC CENTRAL INDEX KEY: 0001018152 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT SERVICES [8741] IRS NUMBER: 760486898 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-52917 FILM NUMBER: 04871333 BUSINESS ADDRESS: STREET 1: 1360 POST OAK BLVD STREET 2: STE 1300 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 7134798000 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MIDWEST MEZZANINE FUND II LP CENTRAL INDEX KEY: 0001060713 IRS NUMBER: 364211970 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 208 S LASALLE ST STREET 2: 10TH FLR CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 3128557140 MAIL ADDRESS: STREET 1: 208 S. LASALLE ST STREET 2: 10TH FL CITY: CHICAGO STATE: IL ZIP: 60604 SC 13D/A 1 dkm264.txt SCHEDULE 13D/A ________________________________________________________________________________ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) (Amendment No. 2) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) CASTLE DENTAL CENTERS, INC. (Name of Issuer) ------------------------ COMMON STOCK $.000001 PAR VALUE (Title of Class of Securities) 14844P105 (CUSIP Number) ------------------------- Paul G. Kreie Midwest Mezzanine Funds 135 South LaSalle Street, Suite 2040 Chicago, Illinois 60603 (312) 992-4584 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) ------------------------- June 14, 2004 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this statement because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box: |_| The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). ________________________________________________________________________________ 13D CUSIP No. 14844P105 1. Name of reporting persons. . . . . . . . . . . . . . . Midwest Mezzanine Fund II, L.P. I.R.S. Identification Nos. of above persons (entities only). . . . . . . . . . . . . . . . . . . . ________________________________________________________________________________ 2. Check the appropriate box if a member of a group (a) [_] (b) [_] ________________________________________________________________________________ 3. SEC use only ________________________________________________________________________________ 4. Source of funds. . . . . . . . . . . . . . . . . . . . OO ________________________________________________________________________________ 5. Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e). ________________________________________________________________________________ 6. Citizenship or place of organization. . . . . . . . State of Delaware Number of shares 7. Sole voting power ________________________________________________ beneficially owned 8. Shared voting power 0 ________________________________________________ by each 9. Sole dispositive power ________________________________________________ reporting person with: 10. Shared dispositive power 0 ________________________________________________________________________________ 11. Aggregate amount beneficially owned by each reporting person. 0 _________________________________________ 12. Check box if the aggregate [_] amount in Row 11 excludes certain shares. _________________________________________ 13. Percent of class represented by amount in Row (11). . . . . . 0 _________________________________________ 14. Type of reporting person . . . . PN Page 2 13D CUSIP No. 14844P105 1. Name of reporting persons. . . . . . . . . . . . . . . ABN AMRO Mezzanine Management II, L.P. I.R.S. Identification Nos. of above persons (entities only). . . . . . . . . . . . . . . . . . . . ________________________________________________________________________________ 2. Check the appropriate box if a member of a group (a) [_] (b) [_] ________________________________________________________________________________ 3. SEC use only ________________________________________________________________________________ 4. Source of funds. . . . . . . . . . . . . . . . . . . . OO ________________________________________________________________________________ 5. Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e). ________________________________________________________________________________ 6. Citizenship or place of organization. . . . . . . . State of Delaware Number of shares 7. Sole voting power ________________________________________________ beneficially owned 8. Shared voting power 0 ________________________________________________ by each 9. Sole dispositive power ________________________________________________ reporting person with: 10. Shared dispositive power 0 ________________________________________________________________________________ 11. Aggregate amount beneficially owned by each reporting person. 0 _________________________________________ 12. Check box if the aggregate [_] amount in Row 11 excludes certain shares. _________________________________________ 13. Percent of class represented by amount in Row (11). . . . . . 0 _________________________________________ 14. Type of reporting person . . . . PN Page 3 13D CUSIP No. 14844P105 1. Name of reporting persons. . . . . . . . . . . . . . . ABN AMRO Mezzanine Management II, Inc. I.R.S. Identification Nos. of above persons (entities only). . . . . . . . . . . . . . . . . . . . ________________________________________________________________________________ 2. Check the appropriate box if a member of a group (a) [_] (b) [_] ________________________________________________________________________________ 3. SEC use only ________________________________________________________________________________ 4. Source of funds. . . . . . . . . . . . . . . . . . . . OO ________________________________________________________________________________ 5. Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e). ________________________________________________________________________________ 6. Citizenship or place of organization. . . . . . . . State of Delaware Number of shares 7. Sole voting power ________________________________________________ beneficially owned 8. Shared voting power 0 ________________________________________________ by each 9. Sole dispositive power ________________________________________________ reporting person with: 10. Shared dispositive power 0 ________________________________________________________________________________ 11. Aggregate amount beneficially owned by each reporting person. 0 _________________________________________ 12. Check box if the aggregate [_] amount in Row 11 excludes certain shares. _________________________________________ 13. Percent of class represented by amount in Row (11). . . . . . 0 _________________________________________ 14. Type of reporting person . . . . CO Page 4 13D CUSIP No. 14844P105 1. Name of reporting persons. . . . . . . . . . . . . . . LaSalle Bank Corporation (f/k/a ABN AMRO North America, Inc.) I.R.S. Identification Nos. of above persons (entities only). . . . . . . . . . . . . . . . . . . . ________________________________________________________________________________ 2. Check the appropriate box if a member of a group (a) [_] (b) [_] ________________________________________________________________________________ 3. SEC use only ________________________________________________________________________________ 4. Source of funds. . . . . . . . . . . . . . . . . . . . OO ________________________________________________________________________________ 5. Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e). ________________________________________________________________________________ 6. Citizenship or place of organization. . . . . . . . State of Delaware Number of shares 7. Sole voting power ________________________________________________ beneficially owned 8. Shared voting power 0 ________________________________________________ by each 9. Sole dispositive power ________________________________________________ reporting person with: 10. Shared dispositive power 0 ________________________________________________________________________________ 11. Aggregate amount beneficially owned by each reporting person. 0 _________________________________________ 12. Check box if the aggregate [_] amount in Row 11 excludes certain shares. _________________________________________ 13. Percent of class represented by amount in Row (11). . . . . . 0 _________________________________________ 14. Type of reporting person . . . . CO Page 5 13D CUSIP No. 14844P105 1. Name of reporting persons. . . . . . . . . . . . . . . ABN AMRO North America Holding Company I.R.S. Identification Nos. of above persons (entities only). . . . . . . . . . . . . . . . . . . . ________________________________________________________________________________ 2. Check the appropriate box if a member of a group (a) [_] (b) [_] ________________________________________________________________________________ 3. SEC use only ________________________________________________________________________________ 4. Source of funds. . . . . . . . . . . . . . . . . . . . OO ________________________________________________________________________________ 5. Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e). ________________________________________________________________________________ 6. Citizenship or place of organization. . . . . . . . State of Delaware Number of shares 7. Sole voting power ________________________________________________ beneficially owned 8. Shared voting power 0 ________________________________________________ by each 9. Sole dispositive power ________________________________________________ reporting person with: 10. Shared dispositive power 0 ________________________________________________________________________________ 11. Aggregate amount beneficially owned by each reporting person. 0 _________________________________________ 12. Check box if the aggregate [_] amount in Row 11 excludes certain shares. _________________________________________ 13. Percent of class represented by amount in Row (11). . . . . . 0 _________________________________________ 14. Type of reporting person . . . . CO Page 6 13D CUSIP No. 14844P105 1. Name of reporting persons. . . . . . . . . . . . . . . ABN AMRO Bank N.V. I.R.S. Identification Nos. of above persons (entities only). . . . . . . . . . . . . . . . . . . . ________________________________________________________________________________ 2. Check the appropriate box if a member of a group (a) [_] (b) [_] ________________________________________________________________________________ 3. SEC use only ________________________________________________________________________________ 4. Source of funds. . . . . . . . . . . . . . . . . . . . OO ________________________________________________________________________________ 5. Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e). ________________________________________________________________________________ 6. Citizenship or place of organization. . . . . . . . The Netherlands Number of shares 7. Sole voting power ________________________________________________ beneficially owned 8. Shared voting power 0 ________________________________________________ by each 9. Sole dispositive power ________________________________________________ reporting person with: 10. Shared dispositive power 0 ________________________________________________________________________________ 11. Aggregate amount beneficially owned by each reporting person. 0 _________________________________________ 12. Check box if the aggregate [_] amount in Row 11 excludes certain shares. _________________________________________ 13. Percent of class represented by amount in Row (11). . . . . . 0 _________________________________________ 14. Type of reporting person . . . . CO Page 7 13D CUSIP No. 14844P105 1. Name of reporting persons. . . . . . . . . . . . . . . ABN AMRO Holding N.V. I.R.S. Identification Nos. of above persons (entities only). . . . . . . . . . . . . . . . . . . . ________________________________________________________________________________ 2. Check the appropriate box if a member of a group (a) [_] (b) [_] ________________________________________________________________________________ 3. SEC use only ________________________________________________________________________________ 4. Source of funds. . . . . . . . . . . . . . . . . . . . OO ________________________________________________________________________________ 5. Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e). ________________________________________________________________________________ 6. Citizenship or place of organization. . . . . . . . The Netherlands Number of shares 7. Sole voting power ________________________________________________ beneficially owned 8. Shared voting power 0 ________________________________________________ by each 9. Sole dispositive power ________________________________________________ reporting person with: 10. Shared dispositive power 0 ________________________________________________________________________________ 11. Aggregate amount beneficially owned by each reporting person. 0 _________________________________________ 12. Check box if the aggregate [_] amount in Row 11 excludes certain shares. _________________________________________ 13. Percent of class represented by amount in Row (11). . . . . . 0 _________________________________________ 14. Type of reporting person . . . . CO Page 8 This Amendment is being filed solely to reflect the disposition of all the Reporting Persons' ownership of the Series A-1 Preferred Stock and the Series B Preferred Stock of Castle Dental Centers, Inc., a Delaware Corporation (the "Issuer"). Item 5. Interest in Securities of the Issuer. (a) The Reporting Persons no longer own any shares of the Issuer, due to an Agreement and Plan of Merger by and among Bright Now! Dental, Inc., Drawbridge Acquisitions, Inc. and the Issuer dated April 25, 2004 (the "Merger Agreement"), pursuant to which the Reporting Persons' 59,760 shares of Series A-1 Preferred Stock and 5,644 shares of Series B preferred stock were converted into the right to receive cash. (b) Not applicable. (c) See item 5(a). (e) The Reporting Persons ceased to be beneficial owners of any Series A-1 Preferred Stock and Series B Preferred Stock on June 14, 2004. Item 7. Materials to be Filed as Exhibits. None Page 9 SIGNATURE After reasonable inquiry and to the best knowledge and belief of the undersigned, the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: June 16, 2004 MIDWEST MEZZANINE FUND II, L.P. By: ABN AMRO Mezzanine Management II, L.P., its general partner By: ABN AMRO Mezzanine Management II, Inc., its general partner By: /s/ Jeffrey DeJesus ------------------------------------- Jeffrey DeJesus, its Vice President ABN AMRO MEZZANINE MANAGEMENT II, L.P. By: ABN AMRO Mezzanine Management II, Inc., its general partner By: /s/ Jeffrey DeJesus ------------------------------------- Jeffrey DeJesus, its Vice President ABN AMRO MEZZANINE MANAGEMENT II, INC. By: /s/ Jeffrey DeJesus ------------------------------------- Jeffrey DeJesus, its Vice President Page 10 LASALLE BANK CORPORATION By: /s/ Kirk P. Flores ------------------------------------- Its: Senior Vice President ------------------------------------ and By: /s/ Carol L. Tenyak ------------------------------------- Its: Group Senior Vice President ------------------------------------ ABN AMRO NORTH AMERICA HOLDING COMPANY By: /s/ Willie J. Miller Jr. ------------------------------------- Its: Chief Legal Officer ------------------------------------ ABN AMRO BANK N.V. By: /s/ G.L. Zeilmaker ------------------------------------- Its: Executive Vice President ------------------------------------ and By: /s/ E.H. Kok ------------------------------------- Its: Senior Executive Vice President ------------------------------------ ABN AMRO HOLDING N.V. By: /s/ G.L. Zeilmaker ------------------------------------- Its: Principal Accounting Officer ------------------------------------ and By: /s/ E.H. Kok ------------------------------------- Its: Principal Financial Officer ------------------------------------ Page 11 -----END PRIVACY-ENHANCED MESSAGE-----